A Department of Real Estate (DRE) special investigator calls your business, or a letter comes in the mail, announcing that the investigator wants to come your business to ask questions and review records. This is, more likely than not, a “Broker Office Survey,” an enforcement tool used often in response to a complaint about a
ABCs of BRE Broker Audits
By Fredrick Ray on
Posted in Professional License Law
The Bureau of Real Estate can dispatch an auditor to conduct an on-site audit of a broker’s operations. These audits typically focus on proper use of the broker’s trust account, but usually also include a full compliance check of the real estate broker’s operations. BRE audits are usually triggered by a complaint. A typical audit…