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Surviving a Department of Real Estate Broker Office Survey

By Fredrick Ray on April 29, 2017
Posted in Professional License Law

A Department of Real Estate (DRE) special investigator calls your business, or a letter comes in the mail, announcing that the investigator wants to come your business to ask questions and review records.  This is, more likely than not, a “Broker Office Survey,” an enforcement tool used often in response to a complaint about a…

ABCs of BRE Broker Audits

By Fredrick Ray on October 21, 2016
Posted in Professional License Law

The Bureau of Real Estate can dispatch an auditor to conduct an on-site audit of a broker’s operations.  These audits typically focus on proper use of the broker’s trust account, but usually also include a full compliance check of the real estate broker’s operations.  BRE audits are usually triggered by a complaint.  A typical audit…

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